10.227 million!Three banks in Zhejiang were fined

Recently, the People's Bank of China Hangzhou Center Sub -branch announced administrative penalties. Three banks including Bank of Taizhou, CITIC Bank Hangzhou Branch, and Industrial and Commercial Bank of China Hangzhou Branch were fined 10.227 million yuan.

01 Taizhou Bank was fined 450.7 million yuan

The punishment showed that the Bank of Taizhou was warned for 12 violations and fined 4.507 million yuan.

The specific violations are as follows:

1. In violation of the relevant regulations of fiscal deposit management;

2. Violation of relevant regulations on financial statistics;

3. Violation of relevant regulations on account management;

4. Violation of relevant regulations on liquidation management;

5. Violation of relevant regulations on monetary gold and silver management;

6. Violation of relevant regulations on the management of the Treasury;

7. Violation of relevant regulations on credit reporting;

8. Failure to fulfill the obligation of customer identification in accordance with regulations;

9. Failure to save customer identity information and transaction records;

10. Failure to submit large transaction reports and suspicious transactions in accordance with regulations;

11. Trade with customers who are unknown;

12. Violation of relevant regulations on the protection of financial consumption rights and interests.

In addition, many leaders were fined. Among them, Chen Yuanli was responsible for the relevant provisions of Taizhou Bank's violations of account management and failed to preserve customer identity information and transaction records in accordance with regulations. He was warned and fined 70,000. Chen Wanrong was responsible for performing the obligation of customer identification in accordance with the regulations and the failure to submit large transaction reports and suspicious transaction reports in accordance with regulations, and was fined 50,000. Ying Guanghai was responsible for the obligation to perform customer identification in accordance with the regulations of Bank of Taizhou and was fined 20,000. Yang Wenhui was responsible for the obligation to perform customer identification in accordance with the regulations and was fined 20,000. Chen Weimin was responsible for the transaction of the Bank of Taizhou and the unknown customers, and was fined 10,000. Zhou Lingzhi was responsible for the obligation to perform customer identity in accordance with the regulations and was fined 10,000. Wang Yilong was responsible for the relevant provisions of the Bank of Taizhou's violations of liquidation management and was warned and fined 50,000.

02 CITIC Bank Hangzhou Branch was fined 3.3 million yuan

The punishment showed that the Hangzhou Branch of CITIC Bank Hangzhou Branch was fined 3.3 million due to three violations.

The specific violations are as follows:

1. Failure to fulfill the obligation of customer identity in accordance with regulations.

2. Failure to submit large transaction reports and suspicious transactions in accordance with regulations.

3. Trade with customers who are unknown.

In addition, many leaders were fined. Among them, Lu Yaming was responsible for the obligation to fulfill the customer identification of CITIC Bank Hangzhou Branch in accordance with regulations and was fined 20,000. Song Yiwen did not fulfill the obligation to identify customer identity in accordance with the regulations; it was not responsible for submitting large transaction reports and suspicious transaction reports in accordance with regulations, and was fined 70,000. Huang Ziqiang did not fulfill the customer identification obligations of CITIC Hangzhou Branch in accordance with regulations; he did not submit large transaction reports and suspicious transactions in accordance with regulations; he was responsible for transaction with unknown customers and was fined 80,000. Xu Qing was responsible for the obligation to fulfill the customer identification of CITIC Hangzhou Branch in accordance with regulations and was fined 20,000. Wang Liefeng was responsible for the obligation to fulfill the customer identification of CITIC Hangzhou Branch in accordance with regulations and was fined 10,000. Lu Xuejun was responsible for the obligation to fulfill the obligation of customer identity in accordance with the regulations and was fined 10,000. Lu Yutong was responsible for reporting suspicious transactions in Hangzhou Branch of CITIC Bank and was fined 20,000. Zhao Lan was responsible for the obligation to fulfill the customer identification of CITIC Hangzhou Branch in accordance with regulations and was fined 10,000.

03 ICBC Hangzhou Branch was fined 2.42 million yuan

The punishment shows that the Hangzhou Branch of the ICBC Hangzhou Branch was warned for two violations and fined 2.42 million yuan.

The specific violations are as follows:

1. Violation of relevant regulations on account management.

2. Failure to fulfill the obligation of customer identity in accordance with regulations.

In addition, many leaders were fined. Among them, Xia Bingjie was responsible for the obligation to fulfill the customer identification obligations of the Hangzhou Branch of the Industrial and Commercial Bank of China in accordance with regulations, and was fined 10,000. Ni Yunfang was responsible for the relevant provisions of the Hangzhou Branch of Industrial and Commercial Bank of China Hangzhou Branch and was fined 50,000. Zhang Jingmian was responsible for the relevant provisions of the Hangzhou Branch of Industrial and Commercial Bank of China and was fined 50,000.

Source: official website of the People's Bank of China Hangzhou Center Sub -branch.

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