China -foundation Association punished 3 cancellations of 56 private equity "Financial and Economics V" Xu Xiaofeng, a subsidiary of Shanghai's List of Links, was canceled

On September 23, the China Securities Investment Fund Industry Association (hereinafter referred to as the China Foundation Association) disclosed the disciplinary punishment decision on the three private equity on the official website. , Shenzhen Lechuang Wealth Capital. After that, the China -China Association also issued two announcements registered with 56 private equity managers.

"Daily Economic News" reporter noticed that among these canceled private equity institutions, the 4 million fans "Financial V" Xu Xiaofeng's Shanghai Lanthest assets are listed. Book.

In addition, information on the official website of the Securities and Futures Commission shows that on July 1 this year, Xu was suspected of publishing false advertising information on Weibo and live broadcast rooms, flicker investors traded 50ETF options on the black platform, and was suspected of illegal business crimes and helping network information crimes. The crime of the event and the crime of false advertising filed a public prosecution, and the amount involved exceeded 30 million yuan.

Data source: Reporter sorted out the visual Chinese map Yang Jing map

There are three major problems in Red Wall Thailand

Specifically, the China -Foundation Association has adopted the Shanghai Red Wall Taihe Fund "public condemnation, and at the same time suspended the acceptance of private equity funds for 6 months." The Shanghai Red Wall Thai and Fund were argued, but were rejected.

It is understood that the Shanghai Red Wall Taihe Fund is a quantitative private equity, with a management scale of 2 billion to 5 billion yuan. The chairman and actual controller Zheng Yufeng have participated in the establishment of Sipas, and the new Jinhu is countless. According to the China -foundation Association, Jinhu's countless 100%holding Shanghai Red Wall Thai and Fund.

As for the reasons for the company's punishment, the information shows that there are three major problems in Shanghai Red Wall Taihe Fund. The first is not strictly implemented the requirements of qualified investors. Its issuance management private equity fund product "Jinhu AI hedge eight -phase private equity fund" has not required investors to provide the necessary asset certification documents or income certificates, and it has not reasonably review whether investors are in line with qualified investors. Secondly, the internal control is not complete. According to the inspection of the Red Wall Thailand and the China -Foundation Association, Cao is his sales staff. The main responsibility is to introduce customers to the Red Wall Thailand. And the nature of Cao Mou and Red Wall Thailand is unclear. The third is that it fails to cooperate with the association's self -discipline management as required. During the self -discipline inspection of the association, whether Cao asked for the Red Wall Thai and employees many times, it was not until the CIFA issued the corresponding evidence, and the Red Wall Thaihe was recognized, but the response caliber was still different afterwards, and it failed to give reasonable reasonableness. Explanation seriously affects the efficiency of self -discipline inspection. The China -foundation Association decided to take the "public condemnation and suspend the acceptance of private equity funds for 6 months" to take the "public condemnation and suspend the acceptance of private equity funds". The Red Wall Thai and Fund were argued, but they were rejected and were not adopted.

Shanghai Hanxin Jinghong Investment does not match the actual situation because the registered information of the manager is inconsistent, and Sun Dawei, the company's risk control manager reported in the registration legal opinion, has never been hired; Uncomfortable situation. In this regard, the China -foundation Association decided to publicly condemn Han Xinjinghong and asked it to make corrections within a time limit.

In addition, Shenzhen Lechuang Wealth Capital did not cooperate with administrative supervision as required and did not cooperate with the association's self -discipline inspection. The China -Foundation Association repeatedly required the company's executive Zhong Haohan to accept the interview to cooperate with the investigation to obtain evidence, but Zhong Haohanhanhan It did not cooperate with the regulatory obligations, and was interviewed for many days later. In addition, the company's controlling shareholder and actual control of the company's controlling shareholders and the actual controller have been changed to the China -foundation Association. Essence In addition, there were only one employee of the company, so the China -China Association was punished by the China -Foundation Association to revoke the registration of private equity managers.

56 private equity managers qualify for cancellation

On the same day on September 23, the China -Foundation Association also announced the cancellation of 56 private equity managers, including 37 private equity funds that lost contact, and private equity funds that did not submit special legal opinions for the expiry of 19 periods.

"Daily Economic News" reporter noticed that in the private equity institutions that were canceled by the China -foundation Association, Shanghai List assets appeared, and the Shanghai List assets were 4 million fan financial big V Xu Xiaofeng's private equity company, Xu Xiaofeng was the Chairman of the company. According to the China -foundation Association data, Shanghai Lanthest Assets was established on April 17, 2006, and registered on September 2, 2015. The company's management scale is 0 to 500 million yuan. At present, there are 7 private equity products registered in the China -foundation Emperors of Shanghai Lady assets, including the growth of the value of the collar, and the cattle of Luzhou. However, Xu Xiaofeng's private equity products have a serious losses and have been liquidated.

On July 1 this year, information on the official website of the Securities and Futures Commission showed that the financial and economic V Xu, who had 4 million Weibo fans in Shanghai. The 50ETF option was prosecuted by the Shanghai Pudong New District Procuratorate for suspected illegal operation, helping the crime of network information crime, and false advertising. As a fund manager of a private equity fund, Xu has the corresponding financial knowledge. He does not have the heart to do the door to the door. In order to benefit, he uses his influence of Weibo to "wave" to the fans, cutting up the "leek" Essence

Since last year, Xu has used the influence of his own financial and economic V to publish a large number of self -media such as Weibo and live broadcast rooms. When the advertising information of seductive vocabulary, Fire Fans add an assistant QQ number or WeChat, and download the "Shanghai Stock Exchange ETF Options APP" account opening transaction option. The "Shanghai Securities ETF option app" downloaded by fans is not a legal platform approved by the CSRC, but a black platform set up by Xu and others. How did Xu harvest fans? According to the WeChat signal of "Procuratorate Justice Network", in 2019, Xu helped Chen to represent the sub -position software and use Xu's influential drainage fans to invest on the sub -warehouse software. Essence Since then, Xu has published a large number of attractive vocabulary such as "thousands of yuan to open an account for accounts", "multi -short two -way transactions", "high leverage, high profit", etc., and drained fans to the software.

In order to achieve more drainage, Xu also asked his employees to promote the product in the live broadcast room, and to recruit customers to invest in customer service staff, participate in option trading business, and earn commissions from it. After verification of the Shanghai Supervision Bureau of the Securities Regulatory Commission, Xu and others set up a black platform to induce more than 350 investors in less than a year, and the amount involved exceeded 30 million yuan.

Daily Economic News

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