The notice of the collection of Ganfeng Lithium in the insider trading of a listed company

On the evening of July 3, Ganfeng Lithium Industry issued an announcement that the company received the "Notice of Filing Case" by the China Securities Regulatory Commission. Due to the insider trading of the secondary market of a listed company in A shares, the China Securities Regulatory Commission on January 24, 2022, 2022 The day decided to file a case against the company. This matter will not affect the company's normal production and operation activities.

"Mainly in June 2020, the company purchased the stock of Jiangte Electric while negotiating and acquisitions with Jiangte Electric." Li Liangbin, chairman of Ganfeng Lithium, said in an interview with the Securities Daily reporter, "This appears," this appears Negative issues are mainly because the company's internal management has problems. In the future, the company will strengthen internal management. The company's fundamentals will be fine, but re -financing will definitely be affected during the filing period. "

"Insider transactions are the asymmetry advantages of the existence of information that are not disclosed in public. This is a transaction behavior for profit, including knowing the information that has not been disclosed and conducting secondary market stock trading behaviors." Guang Shen Meng, the chief strategist of consultation, told a reporter from the Securities Daily that once the above suspicion is sitting, a listed company may face administrative penalties.

Lawyer Yang Zhaoquan, director of the Beijing Wino Law Firm, said, "The filed case is an important procedure for punishment for securities illegal acts, indicating that the regulatory agency has collected basic illegal evidence. The penalties of insider transactions are fined more than doubled or less than ten times more illegal in the insider traders. (The person directly responsible and the person in charge directly responsible) shall be fined more than 200,000 yuan and less than 2 million yuan. "

Many investors are more concerned about why Ganfeng Lithium Industry announced only after half a year? Lawyer Yang Zhaoquan said, "In the administrative punishment law and the administrative punishment rules of the Securities Regulatory Commission, there is no requirement for the time requirements of the" File Course "to the parties, but the relevant authorities should be delivered within a reasonable time."

As of the closing of last Friday, Ganfeng Lithium's stock price closed at 156.97 yuan/share, and the A -share market value reached 253 billion yuan.

Reporter Cao Qi

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