Illegal short -term transactions can not apologize anymore

If apology is useful, what else do you need to do! This sentence is very appropriate in short -term transactions in illegal and illegal.

Since the beginning of this year, a total of more than 150 listed companies have disclosed short -term transactions in violation of regulations, all of which have involved short -term transactions in the company's senior management relatives.

The short -term transactions have repeatedly occurred, and behind it is the weak legal awareness of the parties. Of course, this kind of violation is not a apology.

According to the "Securities Law", the company's short -term transactions of the company's important shareholders should be owned by the company. In addition, the Securities Law also clarified the punishment of short -term transactions "and imposed a warning of 100,000 yuan and less than one million yuan."

Of course, punishment is just one aspect. For some new listed companies, executives and close relatives should learn "Lesson No. 1" first, and familiarize themselves with regulatory regulations and market rules as soon as possible. This is not only for the parties to abide by the laws and regulations, prevent crossing the border, but also to promote the company's standardized operation and improve the quality of governance.

In order to learn the "first lesson of listing", you need to pay attention to three aspects.

First, what to learn clearly. The content of learning is inseparable from the word "compliance". Specifically, we must be familiar with relevant laws and regulations. In fact, the listed company has already begun related learning when receiving listing counseling. The content involves urging the company's executives to comprehensively understand the responsibility and obligations of relevant laws and regulations, the requirements of the capital market standards, and understand the information disclosure and performance commitment. Establish the basic conditions for entering the securities market to enter the securities market, and have the basic conditions for entering the securities market.

Therefore, learning the "first lesson of listing" is to learn "compliance" well. Compliant listed companies are the basis for the healthy and long -term development of the enterprise.

Second, you must clarify who is learning. Through the announcement of the announcement of the above 150 companies, it was found that the short -term transactions in illegal regulations occurred mostly in the company's executive relatives. It can be seen that not only the company's executives must learn the "first lesson of listing", but their relatives also have the need to learn. The reason why the short -term transactions in violations of the rules are mostly refined in the company's executive relatives, most of which are attributed to "not fully understand the requirements of relevant laws and regulations." Consciously maintain the order of the securities market.

Therefore, it is recommended to participate in relevant training and establish a good legal awareness.

Finally, how to learn how to learn. Although different people's learning methods are different, the ultimate goal is to learn and learn well. Therefore, in order to ensure the effectiveness of learning, in the form of case statement, we can use real cases to deepen the impression of learners. In particular, the relatives of the executives of listed companies must ensure that they have learned and learned laws and regulations well, so that they have nowhere to hide excuses such as "operational errors" and "not understand the rules".

Short -term transactions violate the principles of openness, fairness, and justice in the capital market, and also harm the rights and interests of investors, and also destroy the order of the capital market. Regardless of this behavior, it will be punished. (Choose far)

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