This exam has a major adjustment, and the China Securities Association has released multiple documents!

Author:Securities daily Time:2022.07.09

Our reporter Xing Meng on July 8th, the China Securities Industry Association (hereinafter referred to as the "China Securities Association") released the "Implementation Rules for the Evaluation and Testing of the Professional Evaluation of the Securities Industry" (hereinafter referred to as the "Test Rules") "The Business Training of the Securities Company Practitioners' Business Training Details (hereinafter referred to as the "Training Details") and the "Outline of the Business Training Outline of Practitioners of Securities Company" (hereinafter referred to as "Training Outline"). The "Test Rules" aims to standardize the organization, implementation, propositions, performance management, and participation of the responsibilities of all parties, etc. The qualification examination of the securities industry employees is adjusted to the professional ability level evaluation and test of non -standard incoming categories. The test purpose is to comprehensively inspect whether the professional ability of the employees meets the industry and corresponding position requirements. Essence In order to reasonably use the test resources, enhance the testing of testing, combine the composition of the academic qualifications and work of the industry, the "Test Rules" has been adjusted in terms of registration conditions and performance management systems compared with previous access qualification examinations. In order to implement the "stable employment" requirements and facilitate the needs of industry employees to enter the job, they will launch special tests and more flexible appointment tests for the industry. At the same time, the level of violations and illegal responsibilities are detailed in combination with practice. Specifically, personnel who register for the requirements of the "Test Details" requires those who register for general business level evaluation and testing. Or above, or have high school or equivalent to high school culture, and have more than 36 months of work experience; or securities companies, securities investment consulting companies and other securities industry institutions have issued a college (special) department to graduate Lives and others. (3) Have the ability to fully civil behavior. The "Training Rules" systematically regulates the business training of securities practitioners. According to the "Securities Law", the China Securities Association organizes the business training of securities practitioners, formulate training rules, training outlines and training textbooks, establish training resource information sharing mechanisms, carry out work exchanges, urge securities companies to perform relevant management responsibilities, etc. Establish a training system, incorporate training into the assessment of securities practitioners, record and verify the training of securities employees, and implement business training of securities practitioners to ensure that they have the laws and regulations and practice specifications related to job responsibilities, and continue to be compatible with the post. Professional Quality. The training of securities practitioners should pay attention to the content of party building, industry culture, and professional ethics. Based on the practicing status, professional capacity level evaluation, punishment measures, integrity, other practice reputation, and contributing to social responsibility, the business training of employees has been differentiated and dynamic management. The "Training Outline" puts forward guidance on the training content of the securities company employees. The main contents include "party building leadership, industry culture, professional ethics", "laws and regulations", "professional skills", etc., and clarify the corresponding reference content scope and details. Capability training promotes the formation of "compliance, integrity, professional, stable" industry culture.

The China Securities Association stated that securities practitioners are the foundation and guarantee of realizing the responsibilities of the securities industry, serving the real economy and social wealth management. Testing and training is an important means to promote the enhancement of professional ethics and professionalism for securities practitioners. The Association will combine the implementation of the two rules to further compact the main responsibility of the institution, and continuously promote the integrity of the industry's integrity, reputation, self -discipline constraints, and rules. Innovation and high -quality development.