The contract management is loopholes, and the Minsheng Futures Zhengzhou Sales Department was ordered by the Henan Securities Regulatory Bureau to make corrections

[Dahecai Cube News] On June 17th, Henan Securities Regulatory Bureau issued an announcement that in daily management and management of Minsheng Futures Co., Ltd., Zhengzhou Sales Department has incomplete seal management, loopholes in contract management, inadequate management of intermediary people, front and backgrounds in front and back, and front and backgroundsThe posts are not fully isolated.

Minsheng Futures Zhengzhou Sales Department violated Article 56 of the "Measures for the Supervision and Administration of Futures Company" (CSRC Order No. 155).According to Article 109 of the "Measures for the Supervision and Administration of Futures Corporation" (Order No. 155 of the CSRC), the Henan Securities Regulatory Bureau decided to take administrative supervision measures to be ordered to make corrections.

If the Minsheng Futures Zhengzhou Sales Department does not accept administrative supervision measures, it can apply for administrative reconsideration to the China Securities Supervision and Administration Commission within 60 days from the date of receiving the decision.The people's court with jurisdiction filed an administrative lawsuit.

Responsible editor: Shi Jian | Audit: Li Zhen | Director: Wan Junwei

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