Innovative measures for the Shanxi Supervision Bureau of the Ministry of Finance to explore non -on -site inspection methods to achieve good results

The Shanxi Regulatory Bureau of the Ministry of Finance changed its supervision concept, innovated working methods, and actively explored non -on -site inspection work paths, and achieved good results.

1. Optimize inspection procedures to improve the quality of inspection work. The first is to optimize the startup program. In response to the large number of branches of the inspector units in different places or inspecting units, combined with the actual work and the prevention and control requirements of the epidemic, through the online video conference method, the inspection unit met with the inspection unit schedule. The second is to optimize the preparation procedures. The inspection team coordinated the plan, intervened in advance, and conducted a targeted investigation; through the development of the investigated unit, the basic procedures and important links of the non -on -site inspection were practiced to laid the foundation for the smooth development of non -on -site inspections; according to the smooth development Inspection objects and characteristics of inspectors, scientifically allocate inspection resources, conduct division of labor grouping, duty and business training for participants, and effectively improve the work efficiency of the inspection team.

Second, optimize non -on -site inspections, and use the "big data" efficiency. The first is scientific collection and supervision data. Relying on big data, "Internet+" and other means, scientifically collect analysis and supervision information, comprehensively understand the basic situation of the investigated unit and its related parties, and analyze and compare related data. The second is to establish a regulatory data group group. In response to the large number of branches of the inspection unit and scattered regional distribution, establish inspection object groups, classify and integrate inspection data and related supervision data, which can not only make the inspection instructions and check data transmission directly and efficient, but also on the common problems discovered. Synchronous analysis, synchronous solution, effectively save working hours and improve inspection efficiency. The third is to use the strength to supervise the platform to improve the accuracy of inspection. Make full use of the newly launched registered accountant industry unified supervision platform, inquire, gather, and sort out the relevant information of the inspection objects, understand the audit information of the relevant projects of the firm, and initial analysis and judgment. At the same time, according to the results of the analysis and judgment, determine the focus of the inspection, communicate and inspect the situation, and read the relevant information of the inspection unit in a targeted manner to further improve the inspection effectiveness.

3. Innovate the concept of work and save inspection costs. The first is to make full use of network informationization methods to carry out online inspections. In the preparation of the public special inspection, make full use of the network -based office methods, complete the inspection of the preparation of the preparation of the preparation of the budget unit of the budget units online online, and use the methods of online pre -review and data collection to intervene in publicly in advance to openly open the public. Real inspection effectively shortens the on -site inspection time, the cost of compression inspection, and improve the efficiency of inspection. The second is to reasonably adjust the proportion of non -on -site inspections. Compared with the non -on -site inspection workload through reasonable control, the special inspection work funding is practically used on the "blade", and the requirements of conservation agencies are required to penetrate the special inspection work. Increasing the proportion of non -on -site inspections not only saves inspection travel expenses, solves the difficulty of the inspection team to work in multiple places, but also reduces the burden of inspection of the inspection of the inspection unit and is well received by the investigated unit.

4. Give play to the leading role of party building and improve inspection work. In the special inspection, give full play to the leading role of party building and the role of internal control norms, and promote the integration of party building, internal control and business work to improve the quality of inspection work. The first is to establish a temporary party branch. The leaders of the Branch of the Branch will be the secretary of the branch. They will give full play to the role of the party branch's fighting fortress, stimulate the enthusiasm of party members and cadres, encourage party members and cadres to charge in front of them, overcome difficulties, and give full play to the role of party members. The second is to use the inherent requirements for improving the effectiveness of inspection work, deploy the internal control work with the inspection work, and implement it, in accordance with the special inspection of the internal control operation regulations, strictly perform link management to ensure that the internal control process execution is in place. Refine the tasks and responsibilities to the post, check the positions of the positions, and effectively prevent administrative risks and the risk of integrity. The third is strict management costs. When carrying out special inspections, the number of borrowers is reasonably allocated, strictly borrowed personnel management, and continuously improved the quality and efficiency of special funds.

(Source: Shanxi Supervision Bureau of the Ministry of Finance)

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