The central enterprise will set up a "chief compliance officer" to participate in major decisions in comprehensively

Author:Securities daily Time:2022.09.18

Our reporter Du Yumeng's central enterprise will set up a "chief compliance officer". On September 16, the State -owned Assets Supervision and Administration Commission of the State Council issued the "Administrative Measures for the Compliance of the Central Enterprise" (hereinafter referred to as the "Measures"), which aims to deepen the construction of the rule of law, promote the management of compliance management, effectively prevent and control risks, and effectively protect the reform of reform. Develop with high -quality. The Measures will be implemented from October 1, 2022. Weng Jieming, a member of the Party Committee and Deputy Director of the SASAC, said that compliance management is a key institutional measure for enterprises to effectively and effectively prevent business risks. It is an urgent need for the continuous improvement of corporate governance in the new situation to ensure that the virtuous circulation and stable development of the enterprise are " It must be done and must be done well. Specifically, in order to further improve the compliance management organization system, the "Measures" proposes that central enterprises should establish chief compliance officers in accordance with the actual situation, and do not add new leadership positions and positions. The leadership compliance management department organizes relevant work to guide the units to strengthen compliance management. Furthermore, from the perspective of the operating mechanism, the "Measures" proposes that central enterprises should use compliance review as a must -have procedure into the business management process. The compliance proposes clear opinions. The business and functional departments and compliance management departments will regularly conduct a regular review of review standards, processes, and key points in accordance with their duties and authority. In addition, central enterprises should establish a rectification mechanism for violations of regulations. Through the improvement of rules and regulations, optimizing business processes, etc., we will block management vulnerabilities and improve the level of management and management in accordance with laws. In terms of supervision and accountability, according to the "Measures", central enterprises should not find violations of regulations due to intentional or major negligence during the performance of their duties, or units that have misconducting duty in violation of regulations and cause loss or adverse effects to the enterprise or adverse effects to the enterprise. He is held accountable with personnel. Weng Jieming emphasized that central enterprises should use the chief compliance officer as key figures, comprehensively participate in major decisions to ensure management responsibilities in place; take compliance review as key links, accelerate the improvement of work mechanisms, and ensure that process control is in place; focus on key areas, do a good job in solidarity "Three lists" to ensure risk prevention in place; take risk investigation as a key measure, insist on investigation and modification, and ensure that the problem rectification is in place; strengthen the enhanced sub -enterprise compliance as a key task, strengthen dynamic monitoring through informationization methods, and ensure that the requirements are implemented in place in place. Essence

Picture | Site Cool Hero Bao Map Network Review | Editor Hou Jiening | Li Bo Sun Qian's final review | Zhang Ye

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