Well -known banks were fined 9.33 million yuan

On September 9, the administrative punishment information released by the Shanghai Branch of the State Administration of Foreign Exchange showed that Shanghai Pudong Development Bank Co., Ltd. (hereinafter referred to as "Pudong Development Bank") was ordered to correct it Warning and fined 9.33 million yuan, confiscated illegal income of 3.3469 million yuan.

5 illegal acts are:

1. Clear long -term foreign exchange settlement business in violation of regulations;

2. Illy handle option transactions;

3. illegally handle internal and foreign loan business;

4. The business commission receipt and foreign exchange settlement business in violation of regulations;

5. Statistics of settlement and sale.

Based on the above -mentioned illegal facts, the regulatory authorities ordered Pudong Bank to make corrections, gave it to a warning, and fined 9.33 million yuan, confiscated illegal income of 3.3469 million yuan.

Screenshot of the website of the State Administration of Foreign Exchange Shanghai

During the year, multiple large tickets have been received

The reporter was not completely sorted out and found that, including the ticket, Pudong Development Bank and its branches have received multiple large tickets since this year.

One of the fines refers to the Dalian Branch of SPD Bank, with a fine of 2.9 million yuan.

On August 9, the public information on the administrative punishment information of the China Banking Regulatory Commission Dalian CBRC showed that the Dalian Branch of Shanghai Pudong Development Bank Co., Ltd. was fined a total of 2.9 million yuan for six violations of laws and regulations.

The facts of six violations of laws and regulations include: loan management is not in place, liquid funds loan flows into the real estate sector; internal control management of personal loan business is not in place, credit funds are not strictly controlled, and they are not used according to the contract. As a result, loan funds return borrower; not effectively identify the group customers and incorporate the unified credit management management; the "three investigations" of the credit business are not strictly implemented, and the employee behavior is not in place; Essence

Another fine refers to the Wuhan Branch of SPD Bank, with a fine of 8.15 million yuan.

On July 12, the Hubei Banking Regulatory Bureau disclosed the information of administrative penalties that Pudong Development Bank decided to impose a fine of 7.85 million yuan in the Wuhan Branch of Pudong Development Bank because of the facts involving 17 illegal and illegal facts; The fine is 50,000 yuan; the responsible person Jia Chunfeng warned and fined 100,000 yuan; the responsible person Yin Jun warned and fined 150,000 yuan; the person in charge of the responsible responsible was warned.

Of the 17 illegal facts, 2 items involved in the real estate field, including three loans, incomplete diligence, and some mobile funds loans flowed into real estate; the trade background review did not have good duties, and discounted funds flowed into the real estate field. The remaining business involving post -loan management, including illegal asset projects to provide financing to fixed asset projects with insufficient capital ratio, and misappropriated loan funds; 15 post -loan management, and 15 illegal facts such as credit funds are not used in accordance with the agreed use.

In addition, on March 25 this year, the Public Set of Information Punishment Information of the China Banking Regulatory Commission showed that due to Pudong Development Bank Regulatory Standardized Data (EAST) system data quality and data reporting, 16 illegal acts were violated. The regulatory authorities fined Pudong Development Bank 4.2 million yuan to 4.2 million yuan Essence

Source: Southern Metropolis Daily, N video

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